Legal

1.  Privacy and Cookies

1.1.  Privacy

The INDICO CAPITAL MERCHANT LIMITED company endeavor to maintain the highest standards of confidentiality and to respect the privacy of our clients and associated persons, our employees, and other individuals whose personal information we collect and process. Our commitment to privacy includes being transparent about the nature and extent of that processing and the rights that may be available to you with respect thereto. Please note that other, more specific policies may be available to you on sites of   our affiliated or partner companies .

Disclosures of Information within INDICO CAPITAL MERCHANT LIMITED :

In order to provide efficient and reliable services and to improve product and service options available to you, more than one entity within  INDICO CAPITAL MERCHANT LIMITED may be given, or given access to, your information. When so sharing your information, we adhere to applicable legal and industry standards regarding the protection of information.

Disclosures of Your Information to Third Parties :

INDICO CAPITAL MERCHANT LIMITED does not disclose your information to third parties, except as described in this policy. Third party disclosures may include sharing such information with non-affiliated companies that perform support services or facilitate your transactions with INDICO CAPITAL MERCHANT LIMITED, including those that provide professional, legal or accounting advice to INDICO CAPITAL MERCHANT LIMITED .

Non-affiliated companies that assist INDICO CAPITAL MERCHANT LIMITED in providing services to you are required to maintain the confidentiality of such information to the extent they receive it and to use your personal information only in the course of providing such services and only for the purposes that INDICO CAPITAL MERCHANT LIMITED dictates.

We may also disclose your information to fulfill your instructions, to protect our rights and interests and those of our business partners or pursuant to your express consent. Finally, under limited circumstances, your personal information may be disclosed to third parties as permitted by, or to comply with, applicable laws and regulations; for instance, when responding to a subpoena or similar legal process, to protect against fraud and to otherwise cooperate with law enforcement or regulatory authorities or with organizations such as exchanges and clearinghouses.

You should know that INDICO CAPITAL MERCHANT LIMITED will not sell your information.

1.2.  Cookies

By using a INDICO CAPITAL MERCHANT LIMITED Web site with your browser settings adjusted to accept cookies you consent to our use of cookies and other tools to provide the products and services available on those sites. You can modify your browser to notify you when you receive a new cookie or to disable cookies altogether .

Cookies are small text files that may be placed on your Web browser when you visit our Web sites or when you view advertisements we have placed on other Web sites. Cookies allow your browser to remember some specific information which the Web server can later retrieve and use. We do not use cookies to store any personal or corporate information that could be read or understood by others. When you quit your browser, some cookies are stored in your computer’s memory, while some expire or disappear.

Cookies are used primarily for administrative purposes, to improve your experience with our Web sites.

2. INDICO CAPITAL MERCHANT LIMITED Web site – Terms and Conditions of Use :

Access to the INDICO CAPITAL MERCHANT LIMITED  Web site defined below is provided by INDICO . For purposes of this agreement, “INDICO ” shall mean INDICO CAPITAL MERCHANT LIMITED  and its affiliates or partners, and their officers, directors, managing directors, partners, and employees. The “INDICO  Web site” shall mean the Web site of INDICO CAPITAL MERCHANT LIMITED available to the general public .

Monitoring by INDICO  : Your use of the products and services on this Web site may be monitored by INDICO , and that the resultant information may be used by INDICO  for its internal business purposes or in accordance with the rules of any applicable regulatory or self-regulatory organization.

Information Made Available Through this Service: You are permitted to store, display, analyze, modify, reformat, and print the information made available to you via these services only for your own use. You are not permitted to publish, transmit, or otherwise reproduce this information, in whole or in part, in any format to any third party without the express written consent of INDICO . In addition, you are not permitted to alter, obscure, or remove any copyright, trademark or any other notices that are provided to you in connection with the information. INDICO  reserves the right, at any time and from time to time, in the interests of its own editorial discretion and business judgment to add, modify, or remove any of the information. These Terms and Conditions of Use are not intended to, and will not, transfer or grant any rights in or to the information other than those which are specifically described herein, and all rights not expressly granted herein are reserved by INDICO  or the third party providers from whom INDICO  has obtained the information. You are required to read and abide by any additional terms and conditions that may be posted on this service from time to time concerning information obtained from specific third party providers. Such third party providers shall have no liability to you for monetary damages on account of the information provided to you via this service.

No warranties made as to content; no responsibilities to update: INDICO  makes no warranty, express or implied, concerning this service. The services provided by us and our third party providers are on an “AS IS” basis at your sole risk. INDICO  expressly disclaims any implied warranty of merchantability or fitness for a particular purpose, including any warranty for the use or the results of the use of the services with respect to their correctness, quality, accuracy, completeness, reliability, performance, timeliness, or continued availability.

Neither INDICO  nor any of its third party providers shall have any responsibility to maintain the data and services made available on this Web site or to supply any corrections, updates, or releases in connection therewith. Availability of data and services are subject to change without notice.

No liability for content; no liability arising from use:

INDICO  shall have no liability, contingent or otherwise, to you or to third parties, or any responsibility whatsoever, for the failure of any connection or communication service to provide or maintain your access to this service, or for any interruption or disruption of such access or any erroneous communication between INDICO  and you, regardless of whether the connection or communication service is provided by INDICO  or a third party service provider. INDICO  shall have no liability, contingent or otherwise, to you or to third parties, for the correctness, quality, accuracy, timeliness, reliability, performance, continued availability, completeness or delays, omissions, or interruptions in the delivery of the data and services available on this Web site or for any other aspect of the performance of this service or for any failure or delay in the execution of any transactions through this service. In no event will INDICO  be liable for any special, indirect, incidental, or consequential damages which may be incurred or experienced on account of you using the data or services made available on this Web site, even if INDICO  has been advised of the possibility of such damages. INDICO  will have no responsibility to inform you of any difficulties experienced by INDICO  or third parties with respect to the use of the services or to take any action in connection therewith.

No warranties made as to security : INDICO  makes no warranty whatsoever to you, express or implied, regarding the security of the site, including with respect to the ability of unauthorized persons to intercept or access information transmitted by you through this service.

System Outages, Slowdowns, and Capacity Limitations/Delays in Order Routing, Executions, and Trade Reports: As a result of high Internet traffic, transmission problems, systems capacity limitations, and other problems, you may, at times, experience difficulty accessing the Web site or communicating with INDICO  through the Internet or other electronic and wireless services. Any computer system or other electronic device, whether, it is yours, an Internet service provider’s or INDICO ’ can experience unanticipated outages or slowdowns, or have capacity limitations.

Content not to be construed as a solicitation or recommendation: This material has been prepared for informational purposes only without regard to any particular user’s investment objectives, financial situation, or means, and INDICO  is not soliciting any action based upon it. This material is not to be construed as a recommendation; or an offer to buy or sell; or the solicitation of an offer to buy or sell any security, financial product, or instrument; or to participate in any particular trading strategy in any jurisdiction in which such an offer or solicitation, or trading strategy would be illegal.

Certain transactions, including those involving futures, options, and high-yield securities, give rise to substantial risk and are not suitable for all investors. Although this material is based upon information that INDICO  considers reliable and endeavors to keep current, INDICO  has not verified this information and does not represent that this material is accurate, current, or complete and it should not be relied upon as such.

No determination of suitability has been made; not all risks are disclosed; private advisors should be consulted : The fact that INDICO  has made the data and services provided on this Web site available to you constitutes neither a recommendation that you enter into a particular transaction nor a representation that any product described on this Web site is suitable or appropriate for you. Many of the products described on this Web site involve significant risks, and you should not enter into any transactions unless you have fully understood all such risks and has independently determined that such transactions are appropriate for you. Any discussion of the risks contained herein with respect to any product should not be considered to be a disclosure of all risks or complete discussion of the risks which are mentioned. You should neither construe any of the material contained herein as business, financial, investment, hedging, trading, legal, regulatory, tax, or accounting advice nor make this service the primary basis for any investment decisions made by or on behalf of you, your accountants, or your managed or fiduciary accounts, and you may want to consult your business advisor, attorney, and tax and accounting advisors concerning any contemplated transactions.

INDICO CAPITAL MERCHANT LIMITED is an entity registered as a Private Limited Company in England and Wales (Company Number 12565261), with Registered Office at 71-75 Shelton Street    Covent Garden    LONDON  WC2H 9JQ, United Kingdom .

INDICO CAPITAL MERCHANT LIMITED only establishes and develops partnerships and introduces new customers or business opportunities to entities authorized by the General Authorities and in particular Regulatory Authorities of each jurisdiction where  operates or where customers or service providers are located .

3.  Security

Beware Fraudulent E-Mails and Web Sites :

“Phishing” is a rampant Internet scam that relies on “spoofed” e-mails, purportedly from well known firms, to lure individuals to fraudulent Web sites that look and feel like the well known firm’s Web site. At such Web sites, victims are asked to provide personal information about themselves, such as their name, address and credit card number. These fraudulent e-mails and Web sites may also try to install malicious software on your computer that monitors your activities and sends sensitive personal information (your passwords, for example) to a remote location. With that information, criminals can commit identity theft, credit card fraud and other crimes.

You can protect yourself by following these best practices when using the Internet .

Be aware that e-mail is insecure and easy to forge. E-mail that appears to be from a friend or company you do business with may be fraudulent and designed to trick you into providing personal information about yourself or installing dangerous software.

Do not respond to e-mails or pop-up messages that solicit your personal information: name, address, Social Security number, etc.

When you receive an e-mail, rather than clicking on a Web site address in the e-mail, which can bring you to a fraudulent site, use the bookmark to access that site.

If you receive an e-mail from INDICO CAPITAL MERCHANT LIMITED and you are uncertain about, or which you believe to be fraudulent, please forward it to our e-mail will investigate the e-mail and respond back to you. If you are a client of the firm, please notify all members of your company .

Please be advised that from time to time external parties may pose as INDICO CAPITAL MERCHANT LIMITED  through fraudulent communications via email and phone calls in scams to market fake prospectus documents and to solicit monetary payments.  It is important to know that any communication you receive from INDICO CAPITAL MERCHANT LIMITED would come from our e-mail address (not from a free email account such as Yahoo, Gmail or any other domain outside of “@xxxxxx.com”) and/or be found on the harecapitalmanagement.com website.  If you receive a communication that you believe may not be from INDICO CAPITAL MERCHANT LIMITED, please contact us.

4.  Personal Computer Security Tips :

No security practice is foolproof. You can, however, help protect yourself by following these best practices to secure your personal computer:

Install antivirus and anti-spyware software on your computer and make sure it is up to date with the most recent virus/spyware signatures.

Make sure your computer is up to date with the most recent software patches. Patches are software updates that often address software vulnerabilities that phishing scams and viruses exploit.

Install a firewall between your computer and the Internet. A firewall is software or hardware that acts as a buffer between your computer and the Internet that limits access to your computer and blocks communications from unauthorized sources.

Install a firewall between your computer and the Internet. A firewall is software or hardware that acts as a buffer between your computer and the Internet that limits access to your computer and blocks communications from unauthorized sources.

Please contact the manufacturer of your computer for additional information and recommendations.

5.  Glossary of Terms

Phishing: Phishing attacks use ”spoofed” e-mails and fraudulent Web sites designed to fool recipients into divulging personal financial data such as credit card numbers, account usernames and passwords, Social Security numbers, etc. By hijacking the trusted brands of well-known banks, online retailers and credit card companies, phishers are able to convince up to 5% of recipients to respond to them.

Firewall: A system designed to prevent unauthorized access to or from a private network. Firewalls can be implemented in both hardware and software, or a combination of both. Firewalls are frequently used to prevent unauthorized Internet users from accessing private networks connected to the Internet, especially intranets. All messages entering or leaving the intranet pass through the firewall, which examines each message and blocks those that do not meet the specified security criteria.

Patch: Also called a service patch, a fix to a program bug. A patch is an actual piece of object code that is inserted into (patched into) an executable program. Patches typically are available as downloads over the Internet.

Computer Virus: A program or piece of code that is loaded onto your computer without your knowledge and runs against your wishes. Viruses can also replicate themselves. All computer viruses are manmade. A simple virus that can make a copy of itself over and over again is relatively easy to produce. Even such a simple virus is dangerous because it will quickly use all available memory and bring the system to a halt. An even more dangerous type of virus is one capable of transmitting itself across networks and bypassing security systems.

Antivirus Software: A utility that searches a hard disk for viruses and removes any that are found. Most antivirus programs include an auto-update feature that enables the program to download profiles of new viruses so that it can check for the new viruses as soon as they are discovered.

URL: Abbreviation of Uniform Resource Locator, the global address of documents and other resources on the World Wide Web.

Spoof: To fool. In networking, the term is used to describe a variety of ways in which hardware and software can be fooled. IP spoofing, for example, involves trickery that makes a message appear as if it came from an authorized IP address (the numerical identifier for a computer).

Only access trusted Web sites that you found other than by clicking on a Web site address in an e-mail and then added to your browser’s bookmarks. Otherwise, manually type the address into your browser and then bookmark it.

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